Nebraska Revised Statute 8-1101.01
- Revised Statutes
- Chapter 8
- 8-1101.01
Chapter 8
8-1101.01.
Federal rules and regulations; fair practice or ethical rules or standards; defined.
For purposes of the Securities Act of Nebraska:
(1) Federal rules and regulations adopted under the Investment Advisers Act of 1940 or the Securities Act of 1933 means such rules and regulations as they existed on January 1, 2023; and
(2) Fair practice or ethical rules or standards promulgated by the Securities and Exchange Commission, the Financial Industry Regulatory Authority, or a self-regulatory organization approved by the Securities and Exchange Commission means such practice, rules, or standards as they existed on January 1, 2023.
Source
- Laws 2017, LB148, § 2;
- Laws 2019, LB259, § 2;
- Laws 2020, LB909, § 13;
- Laws 2021, LB363, § 13;
- Laws 2022, LB707, § 21;
- Laws 2023, LB92, § 14.
- Operative Date: June 7, 2023